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P2791™ Draft Standard for Bioinformatics Analyses Generated by High-Throughput Sequencing (HTS) to Facilitate Communication

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Standards Committee

of the

IEEE Engineering in Medicine and Biology Society

Approved <Date Approved>

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Abstract

This standard establishes accurate and secure communication of bioinformatics protocols and data in order to facilitate bioinformatics workflow related exchange and communication between regulatory agencies, pharmaceutical companies, bioinformatics platform providers and researchers. Accurate communication helps ensure responsibility, reproducibility, verify bioinformatics protocol, track provenance information and promote interoperability. In addition, this standard also defines the assurance program for evaluating and certifying products against those requirements.

Keywords

genomics, next generation sequencing, high throughput sequencing, massively parallel sequencing, NGS, HTS, MPS, workflow, pipeline, bioinformatics, analysis, regulatory

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Participants

At the time this draft standard was completed, the P2791 Working Group had the following membership:

Raja Mazumder, Chair

Vahan Simonyan, Vice Chair

Ogan Abaan, Jonas Almeida, Gil Alterovitz, Payal Banerjee, Amanda Bell, Surajit Bhattacharya, Lee Black, Ben Busby, Kristy Cloyd-Warwick, Ryan Connor, Michael Crusoe, Dennis Dean, Paul Duncan, Josep Gelpi, Carole Goble, Jeremy Goecks, Jonathan Jacobs, Robel Kahsay, Jonathon Keeney, Charles Hadley King, Jonathan LoTempio, Xeandong Meng, David Michaels, Hiroki Morizono, Rahi Navelkar, Asa Oudes, Janisha Patel, John Penn, Megan Pottersbusch, Jonathan Pryke, Stian Soiland-Reyes, Dan Taylor, Jason Travis, Paul Walsh, Jianchao Yao

The following members of the individual/entity balloting committee voted on this standard. Balloters may have voted for approval, disapproval, or abstention.

[To be supplied by IEEE]

Balloter1

Balloter2

Balloter3

Balloter4

Balloter5

Balloter6

Balloter7

Balloter8

Balloter9

When the IEEE-SA Standards Board approved this standard on <Date Approved>, it had the following membership: [To be supplied by IEEE]

<Name>, Chair
<Name>, Vice Chair
<Name>, Past Chair
Konstantinos Karachalios, Secretary

SBMember1
SBMember2
SBMember3
SBMember4
SBMember5
SBMember6
SBMember7
SBMember8
SBMember9

*Member Emeritus

Introduction

This introduction is not part of P2791/D1, Draft Standard for Bioinformatics Analyses Generated by High-Throughput Sequencing (HTS) to Facilitate Communication.

BioCompute standardizes bioinformatics workflows in the genomic analysis space. BioCompute addresses the tremendous variability and uncertainty in communicating bioinformatics workflows and data related to analysis as a result of high throughput sequencing (HTS). The need to resolve issues in communication was felt particularly strongly between the United States Food and Drug Administration (FDA) and the entities that submit any work to the FDA for regulatory analysis that includes an HTS component . A plan to for BioCompute and initial goals of the project were drafted in a collaboration between the George Washington University and the FDA in 2014. The project has grown since then to include publications, workshops, applied use cases, and a large community of participants and collaborators. The standard is intended:

  1. to be both human and machine readable,
  2. to be applied to genomic analysis workflows, and
  3. to able to capture all details related to a workflow in such a way as to facilitate efficient communication and improve reproducibility and interoperability.

Every effort is made to accommodate any tool, platform or script, and to be adaptable to future developments in this field under a unified set of descriptions to standardize and streamline the representations of such complex bioinformatics processes.

BioCompute is a standard and a BioCompute Object (BCO) is an instance of that standard. High throughput sequencing (HTS), also referred to as next-generation sequencing (NGS) or massively parallel sequencing (MPS), has increased the pace at which we generate, compute and share genomic data in biomedical sciences. As a result, scientists, clinicians and regulators are now faced with a new data paradigm that is less portable, more complex and most of all poorly standardized. The BCO uses a simple JSON format to encode important information on the execution of computational pipelines, or for the creation of knowledge bases. BioCompute can be process oriented (for software pipelines) and/or product oriented (for knowledge bases). So error domain can include information to do QA and/or QC. The goal of using a BCO is to streamline communication of these otherwise difficult to elucidate details between stakeholders in academia, industry and regulatory agencies. Encapsulating HTS data processing in a BCO will facilitate swift communications between the FDA and other stakeholders who seek regulatory review/approval hence reducing the burden and time to decision.

The US Food and Drug Administration (FDA) and George Washington University (GW) have partnered to establish a framework for community-based standards development and harmonization of HTS computations and data formats. Standardized HTS data processing descriptions and data formats will promote interoperability and simplify the verification of the bioinformatics protocols applied against data. To do this, a schema has been developed to represent instances of computational analysis as a BCO. A BCO includes:

  • Information about parameters and versions of the executable programs in a pipeline
  • Reference to input and output test data for verification of the pipeline
  • A usability domain
  • Keywords
  • A list of agents involved along with other important metadata, such as their specific contribution

Knowledge of input data is intended to be captured according to existing efforts, including MIRAGE, MIAPE, and STRENDA, and to be in accordance with Minimum Information Standards. In addition to all the information captured in the BCO, the BCO itself must be independent of the execution environment, whether it is a local or a cloud-based infrastructure.

Contents

Draft Standard for Bioinformatics Analyses Generated by High-Throughput Sequencing (HTS) to Facilitate Communication


1. Overview

1.1 General

The BioCompute standard captures relevant information from a high throughput sequencing workflow in order to enable a user to understand and interpret the workflow efficiently and with high confidence. BioCompute is a standard that is particularly well adapted to regulatory review. Pursuant to this, workflow steps and prerequisites to execute workflow steps are recorded in detail in the BioCompute standard. Information is recorded using key/value pairs in JavaScript Object Notation (JSON), adhering to the JSON Schema. Key/value pairs are organized by domains;

  • The Provenance Domain - tracks metadata
  • The Usability Domain - tracks what was done
  • The Extension Domain - provide user-defined fields
  • The Description Domain - captures a description of external resources, pipeline steps, and the relationships of I/O objects
  • The Execution Domain - describes information needed for deployment, software configuration and running applications in a dependent environment
  • The Parametric Domain - captures all parameters that customize a computational flow
  • The Input and Output Domain - contains a list of global input and output files
  • The Error Domain - describes errors, including the limits of detectability, false positives, false negatives, statistics confidence of outcomes, and description of errors (i.e. empirical or algorithmic).

1.2 Scope

This standard establishes accurate and secure communication of bioinformatics protocols in order to facilitate bioinformatics workflow related exchange and communication between regulatory agencies, pharmaceutical companies, bioinformatics platform providers and researchers. Accurate communication helps ensure responsibility, verify bioinformatics protocol, track provenance information and promote interoperability.

1.3 Purpose

The standards allows for the cross platform communications of complex computation from inception to manufacturing of medical products and services, resulting in decreased costs of drug discovery and review, and accelerated delivery of treatment to patients.

2. Normative references

The following referenced documents are indispensable for the application of this document (i.e., they must be understood and used, so each referenced document is cited in text and its relationship to this document is explained). For dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments or corrigenda) applies. BioCompute Schema JSON Schema description_domain execution_domain io_domain parametric_domain provenance_domain usability_domain

3. Definitions, acronyms, and abbreviations

For the purposes of this document, the following terms and definitions apply. The IEEE Standards Dictionary Online should be consulted for terms not defined in this clause.

3.1 Acronyms and abbreviations

BCO BioCompute Object JSON JavaScript Object Notation FHIR Fast Healthcare Interoperability Resources SCM Source Control Management

4. BioCompute Standard

4.1 General

A BCO is a text file written in JSON data structure that shall consist of all domains required by the BioCompute Schema . A BCO shall be written in JSON Schema, and therefore invokes all of the requirements of the JSON Schema. The minimum requirement to execute the standard is the fully organized BCO containing all domains in proper JSON Schema format. Pursuant to JSON schema, the required fields are listed at the top of the BCO.

The fully organized BCO file is hosted in the schemas folder, along with related files. All the files in the schemas folder are linked together (using JSON pointers as described by the JSON Schema), being referenced by the biocomputeobject.json file. For development purposes, these files are used to track changes, but some are not required to adhere to the standard. Those required for a complete BCO are the biocomputeobject.json, description_domain.json, execution_domain.json, io_domain.json, parametric_domain.json, provenance_domain.json, and usability_domain.json. The error_domain.json is an optional domain that further describes a bioinformatics workflow, and the extension_domain is an optional domain that contains user-defined fields.

The top three lines of a BCO (bco_spec_version, bco_id, and checksum) are metadata that describe the BCO. These lines are external to all domains. The checksum is calculated on all following lines.

Files in the schemas folder are kept separate for organization. References in the BCO schema ($ref) to these files should be replaced with the proper domain from the appropriate file. For example, line 141 (“$ref”: provenance_domain.json) is a reference to the structure specified in the provenance_domain.json file. The BCO Schema builds on the JSON Schema by adding domains in a way that facilitates the communication of bioinformatics workflows. A description of the domain files follows. In addition, two examples have been generated by the community of users, as well as a tool to automate the creation of a file using the BCO schema standard.

The Description Domain of a BioCompute Object contains a description of external resources, pipeline steps, and the relationship of I/O objects.

The Error Domain contains information related to the bounds of detection (such as the minimum sequence depth and minimum sequence coverage), and statistical analyses of the pipeline (such as the false negative and false positive rates). Fields in the Error Domain can be determined algorithmically (by repeatedly invoking the pipeline with the same data) or empirically (by invoking the pipeline with different data, often synthetically generated data).

The Execution Domain of a BioCompute Object contains information needed for deployment, software configuration, and running applications in a dependent environment. This may include scripts, drivers, environment variables, and other software prerequisites.

The IO Domain of a BioCompute Object is a list of global input and output files that may exist on local machine or on another machine. It does not include references to intermediate files.

The Parametric Domain of a BioCompute Object includes any parameters used in a workflow. This is typically used only in the context of parameters changed from default settings for ease of understanding.

The Provenance Domain contains metadata related to the BCO and is not used for computation ,. It is used to track the flow of data from original source to final computation, and includes contributors, reviewers, and versioning. The Usability Domain of a BioCompute Object is a plain language description of what was done in the workflow. This is not used for computation, and should align with the actual steps described elsewhere in the BCO. The Usability Domain conveys the purpose of the BCO, and improves searchability of the BCO. It is recommended that a novel use of the BCO could result in the creation of a new entry with a new Usability Domain.

The Extension Domain allows a user to define additional fields and is optional. A separate folder called extension_domain exists within the schemas folder. Two Extension Domain example files exist in the extension_domain folder that describe how a BCO can include a reference to FHIR (Extension Domain example: FHIR ) and/or to SCM (Extension Domain example: SCM ).

Additional helpful resources have been created, including a Community User Guide for Best Practices. This document describes ways in which the schema has been used and is known to be effective, using these to derive best practices. In addition, a repository of examples exists, which includes the use of optional Error Domain. A BCO Editor tool has also been generated. The BCO Editor is an example implementation of the schema, and can be used to create and edit BCO’s. Finally, a script to validate that documents have been created according to the BCO schema is also available for use. This python tool will check a document to ensure that it has been created according to the current BCO Schema.

Annex A (informative)

Bibliography

Bibliographical references are resources that provide additional or helpful material but do not need to be understood or used to implement this standard. Reference to these resources is made for informational use only.

Community User Guide for Best Practices

JSON Schema: A Media Type for Describing JSON Documents

Example Repository

BCO Editor

Validation Script